Automated Basel II Regulatory Compliance Reporting


“The outcome (of non-compliance) can mean major reputational and financial damage. Firms and whole sectors need to find a way of recognizing and mitigating the long term compliance risks they are running.”

— Compliance Director
UK's Banking Code Standards Board (BCSB)

Basel II Reports in a Box with Auditor Pro!

Auditor Professional gives you the answers to the most critical Basel II-IT-related questions such as:

  • Who has access to systems holding financial records?
  • Who has access to Share information?
  • Where are internal security vulnerabilities?
  • What patch levels are we at?
  • Are configuration changes being tracked and documented?
  • What policies are changing within Active Directory?
  • Can we show an audit trail?
  • And much more…

Ecora captures, stores and analyses the data required for compliance with Basel II in a detailed, cross-platform configuration management database (CMDB). Using this information, Financial Service Providers are able to ensure the auditability of data and the tracking of changes that may incur risks. More importantly, organizations are able to accelerate adoption of ITIL best practices by providing insight for seven key areas of IT Governance:

Some of the typical reports within Auditor Professional are required as part of the Basel II IT Audit process and include:

  • Password Aging
  • Consolidated Change Logs
  • User Privileges
  • NTFS Permissions
  • System Privileges
  • Role Permissions & Membership
  • Remote Access
  • User Access
  • Auditing Enabled

Ecora's solutions provide hundreds of audit-ready report templates and a policy-based dashboard for effective Basel II Compliance.

More Information

To find out how Ecora can help with your regulatory compliance and IT best practice initiatives by automating detailed configuration and change reporting within your IT infrastructure – call 877.92.ECORA, or 603.436.1616, or e-mail